| American Capital Strategies,... (ACAS) | Market | Buy | USD | $5.96 | 6000 | $35,760.00 | Complete |
| Atlas Pipeline Partners, L.P. (APL) | Market | Buy | USD | $11.89 | 4000 | $47,560.00 | Complete |
| Six Flags, Inc. (SIX) | Stop Loss | Cover | USD | $0.39 | 400000 | $156,000.00 | Complete |
| American Capital Strategies,... (ACAS) | Market | Buy | USD | $23.89 | 4000 | $95,560.00 | Complete |
| Advantage Energy Income Fund (AAV) | Market | Buy | USD | $8.83 | 7500 | $66,225.00 | Complete |